Filing Details
- Accession Number:
- 0001181431-15-000603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-07 16:14:06
- Reporting Period:
- 2015-01-05
- Filing Date:
- 2015-01-07
- Accepted Time:
- 2015-01-07 16:14:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1057369 | Iii Brooks Pennington | 1280 Atlanta Highway Madison GA 30650 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-01-05 | 14,000 | $9.34 | 109,509 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-01-05 | 13,564 | $9.84 | 95,945 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-01-06 | 436 | $9.75 | 95,509 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2015-01-05 | 14,000 | $0.00 | 14,000 | $9.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,414 | 2015-08-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 8,080 | Indirect | By L.P |
Class A Common Stock | 3,876 | Indirect | By Spouse |
Class A Common Stock | 15,208 | Indirect | By LLC |
Class A Common Stock | 1,308 | Indirect | 401(K) Account |
Common Stock | 159,950 | Direct | |
Common Stock | 49,040 | Indirect | By L.P. |
Common Stock | 6,938 | Indirect | By Spouse |
Common Stock | 7,604 | Indirect | By LLC |
Footnotes
- Options exercised through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
- By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
- By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The information in this report is based on a plan statement as of September 30, 2014.
- One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2012, the date of grant.