Filing Details
- Accession Number:
- 0001209191-15-002712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-07 12:40:18
- Reporting Period:
- 2015-01-05
- Filing Date:
- 2015-01-07
- Accepted Time:
- 2015-01-07 12:40:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467343 | N Gregory Dudkin | Two North Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-05 | 15,640 | $33.39 | 15,640 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-05 | 15,640 | $35.64 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-05 | 4,900 | $31.17 | 4,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-05 | 4,900 | $36.02 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-05 | 8,300 | $25.74 | 8,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-05 | 8,300 | $36.02 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-01-05 | 15,640 | $0.00 | 15,640 | $33.39 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-01-05 | 4,900 | $0.00 | 4,900 | $31.17 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-01-05 | 8,300 | $0.00 | 8,300 | $25.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-06-28 | No | 4 | M | Direct | |
20,820 | 2020-01-20 | No | 4 | M | Direct | |
34,810 | 2021-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 63 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
Footnotes
- This Form 4 report reflects the exercise of 28,840 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 17, 2014.
- Represents the weighted average sales price for price increments ranging from $35.280 to $36.190.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $35.990 to $36.150.
- Represents the weighted average sales price for price increments ranging from $35.990 to $36.290.
- Total includes the reinvestment of dividends.
- Represents the exercise of 15,640 stock options that vested in three installments on June 29, 2010, June 29, 2011 and June 29, 2012.
- Represents the exercise of 4,900 stock options from a total grant of 25,720 options. The 25,720 stock options vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.
- Represents the exercise of 8,300 stock options from a total grant of 43,110 options. The 43,110 stock options vested in three equal installments on January 27, 2012, January 27, 2013 and January 27, 2014.