Filing Details
- Accession Number:
- 0001179110-15-000533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-06 17:55:44
- Reporting Period:
- 2015-01-02
- Filing Date:
- 2015-01-06
- Accepted Time:
- 2015-01-06 17:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1338095 | Nephrogenex Inc. | NRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
943431 | Joshua Ruch | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1082907 | Habib Kairouz | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1120545 | Mark Leschly | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325379 | Rho Ventures V Affiliates, Llc | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325380 | Rmv V, L.l.c. | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325383 | Rho Ventures V, L.p. | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325385 | Rho Capital Partners Llc | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-01-02 | 88,000 | $10.83 | 1,238,826 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-01-05 | 164,919 | $10.54 | 1,073,907 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-01-06 | 20,941 | $9.90 | 1,052,966 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Rho Ventures V, L.P. ("RV V") sold 80,898 shares and Rho Ventures V Affiliates, L.L.C. ("RV V Affiliates") sold 7,102 shares.
- Consists of 1,138,840 shares held by RV V and 99,986 shares held by RV V Affiliates.
- RV V sold 151,608 shares and RV V Affiliates sold 13,311 shares.
- Consists of 987,232 shares held by RV V and 86,675 shares held by RV V Affiliates.
- RV V sold 19,251 shares and RV V Affiliates sold 1,690 shares.
- Consists of 967,981 shares held by RV V and 84,985 shares held by RV V Affiliates.
- RMV V, L.L.C. ("RMV") is the general partner of RV V and the managing member of RV V Affiliates. Rho Capital Partners LLC ("RCP LLC") is the managing member of RMV. Each of RMV and RCP LLC disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that RMV or RCP LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. Habib Kairouz, Mark Leschly and Joshua Ruch are managing members of RCP LLC. Each of Habib Kairouz, Mark Leschly and Joshua Ruch disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities, except to the extent of his pecuniary interest therein.