Filing Details
- Accession Number:
- 0001437749-15-000288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-06 13:01:18
- Reporting Period:
- 2015-01-02
- Filing Date:
- 2015-01-06
- Accepted Time:
- 2015-01-06 13:01:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023844 | National Holdings Corp | NHLD.OB | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364128138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1164682 | Mark Goldwasser | C/O National Holdings Corp. 410 Park Avenue, 14Th Fl New York NY 10022 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-01-02 | 26,171 | $0.47 | 1,451,428 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-01-02 | 13,829 | $0.47 | 21,204 | No | 4 | P | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.02 Per Share | 13,050 | Indirect | As trustee |
Footnotes
- The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- Held by the reporting person as trustee of a trust for the benefit of the children the reporting person.
Billionaire Hedge Funds
