Filing Details
- Accession Number:
- 0001140361-15-000681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-06 12:16:29
- Reporting Period:
- 2015-01-02
- Filing Date:
- 2015-01-06
- Accepted Time:
- 2015-01-06 12:16:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCIA/B | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2015-01-02 | 300 | $14.00 | 5,791,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 283,485 | Indirect | By Spouse |
| Class A Common Stock | 75 | Indirect | By Spouse & Daughter Jt |
| Class B Common Stock | 1,850,394 | Direct | |
| Class B Common Stock | 125,125 | Indirect | By Spouse |
| Class B Common Stock | 12 | Indirect | By Spouse & Daughter Jt |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | $5.12 | 2016-01-05 | 33,234 | 33,234 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $6.62 | 2017-01-05 | 25,068 | 25,068 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $7.59 | 2018-01-04 | 21,633 | 21,633 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $8.12 | 2019-01-05 | 20,109 | 20,109 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $6.29 | 2020-01-05 | 26,481 | 26,481 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $9.14 | 2021-01-05 | 17,745 | 17,745 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $10.75 | 2022-01-05 | 14,949 | 14,949 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $14.50 | 2023-01-07 | 10,938 | 10,938 | Direct | |
| Class A Common Stock | Employee Stock Option (right to buy) | $18.80 | 2024-01-07 | 2,904 | 2,904 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $13.06 | 2016-01-05 | 5,539 | 5,539 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $15.31 | 2017-01-05 | 4,178 | 4,178 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $16.76 | 2018-01-04 | 3,605 | 3,605 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $17.57 | 2019-01-05 | 3,351 | 3,351 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $14.82 | 2020-01-05 | 4,413 | 4,413 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $19.09 | 2021-01-05 | 2,957 | 2,957 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $21.50 | 2022-01-05 | 2,491 | 2,491 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $27.13 | 2023-01-07 | 1,823 | 1,823 | Direct | |
| Class B Common Stock | Employee Stock Option (right to buy) | $34.15 | 2024-01-07 | 266 | 266 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-05 | 33,234 | 33,234 | Direct |
| 2017-01-05 | 25,068 | 25,068 | Direct |
| 2018-01-04 | 21,633 | 21,633 | Direct |
| 2019-01-05 | 20,109 | 20,109 | Direct |
| 2020-01-05 | 26,481 | 26,481 | Direct |
| 2021-01-05 | 17,745 | 17,745 | Direct |
| 2022-01-05 | 14,949 | 14,949 | Direct |
| 2023-01-07 | 10,938 | 10,938 | Direct |
| 2024-01-07 | 2,904 | 2,904 | Direct |
| 2016-01-05 | 5,539 | 5,539 | Direct |
| 2017-01-05 | 4,178 | 4,178 | Direct |
| 2018-01-04 | 3,605 | 3,605 | Direct |
| 2019-01-05 | 3,351 | 3,351 | Direct |
| 2020-01-05 | 4,413 | 4,413 | Direct |
| 2021-01-05 | 2,957 | 2,957 | Direct |
| 2022-01-05 | 2,491 | 2,491 | Direct |
| 2023-01-07 | 1,823 | 1,823 | Direct |
| 2024-01-07 | 266 | 266 | Direct |
Footnotes
- Does not include 467,265 shares of class A common stock currently held in certain GRAT agreements, all or a portion of which will be returned to Mr. Hays over the next two years.
- Does not include 467,265 shares of class A common stock currently held in certain GRAT agreements, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
- The reporting person disclaims beneficial ownership of these shares.
- This option became fully exercisable on January 5, 2011.
- This option became fully exercisable on January 5, 2012.
- This option became fully exercisable on January 4, 2013.
- This option became fully exercisable on January 5, 2014.
- This option becomes fully exercisable on January 5, 2015.
- This option becomes fully exercisable on January 5, 2016.
- This option becomes fully exercisable on January 5, 2017.
- This option becomes fully exercisable on January 7, 2018.
- This option becomes fully exercisable on January 7, 2019.
Billionaire Hedge Funds
