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Filing Details

Accession Number:: 0000003545-15-000005
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2015-01-06 11:10:04
Reporting Period:: 2015-01-02

Filing Date:: 2015-01-06
Accepted Time:: 2015-01-06 11:10:04
Original Submission Date:: 2015-01-05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
3545	Alico Inc	ALCO	Agricultural Production-Crops (100)	590906081

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1297619	W Remy Trafelet	410 Park Avenue, 17Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	Acquisiton	2015-01-02	4,894	$49.94	60,181	No	4	P	Indirect	By: Delta Offshore Master II, LTD
Alico, Inc., Common Stock, Par Value $1.00	Acquisiton	2015-01-05	562	$50.03	3,891	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: Delta Offshore Master II, LTD
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	3,705,457	Indirect	By 734 Investors, LLC
Alico, Inc., Common Stock, Par Value $1.00	20,000	Indirect	By George R. Brokaw

Footnotes

On January 2, 2015, Delta Offshore Master II, LTD (the "Fund") purchased 4,894 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TBCM") serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Trafelet is the managing member of TC and may be deemed to have indirect beneficial ownership of the shares reported herein. Mr. Trafelet disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
These shares were issued under the 2013 Incentive Equity Plan.
On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in foot note 3, 734 Agriculture LLC is the managing member of 734 Investors, LLC and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of his pecuniary interest therein.