Filing Details

Accession Number:
0001123292-15-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-06 09:51:02
Reporting Period:
2015-01-02
Filing Date:
2015-01-06
Accepted Time:
2015-01-06 09:51:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467076 Colony Financial Inc. CLNY Real Estate Investment Trusts (6798) 270419483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1076343 Jr Thomas Barrack C/O Colony Financial, Inc.
2450 Broadway, 6Th Floor
Santa Monica CA 90404
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-02 36,569 $24.07 403,470 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,119 Indirect By Colony Financial Manager, LLC
Footnotes
  1. Colony Financial Manager, LLC (the "Manager") is the direct owner of the 21,119 reported securities. Colony Capital, LLC ("Colony Capital") is the managing member of the Manager, and Thomas J. Barrack, Jr. ("Mr. Barrack") is the sole managing member of Colony Capital. Accordingly, Mr. Barrack may be deemed to beneficially own all of the reported securities. This filing shall not be deemed an admission that Mr. Barrack is the beneficial owner of any securities beneficially owned by the Manager except to the extent of his pecuniary interest therein. The reported securities were previously acquired by the Manager as payment of an incentive fee pursuant to the Second Amended and Restated Management Agreement, dated as of March 6, 2013, by and among Colony Financial, Inc. (the "Issuer"), Colony Financial TRS, LLC and the Manager (the "Management Agreement").
  2. The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $24.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.