Filing Details
- Accession Number:
- 0001144204-15-000693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-06 08:30:22
- Reporting Period:
- 2015-01-05
- Filing Date:
- 2015-01-06
- Accepted Time:
- 2015-01-06 08:30:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1432196 | Pershing Gold Corp. | PGLC | Gold And Silver Ores (1040) | 260657736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373203 | C Barry Honig | 555 South Federal Highway #450 Boca Raton FL 33432 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-05 | 1,787,500 | $0.28 | 27,667,314 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Preferred Stock | Acquisiton | 2014-01-05 | 505 | $989.11 | 1,783,929 | $0.28 |
Common Stock | Warrants | Acquisiton | 2014-01-05 | 606,000 | $0.00 | 606,000 | $0.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,230 | 2014-01-05 | No | 4 | P | Indirect | |
4,242,000 | 2014-01-05 | 2016-08-08 | No | 4 | P | Indirect |
Footnotes
- Held by GRQ Consultants, Inc. 401K Plan. Barry Honig is the trustee of GRQ Consultants, Inc. 401K Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K Plan.
- There is no expiration date pursuant to which the Series E Convertible Preferred Stock must be converted.