Filing Details
- Accession Number:
- 0001181431-15-000351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 20:10:14
- Reporting Period:
- 2015-01-02
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 20:10:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183991 | E Lloyd Ross | Po Box 2380 Big Fork MT 59911 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-08-15 | 123 | $31.26 | 51,142 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2014-09-02 | 12 | $32.26 | 51,153 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2014-11-14 | 113 | $34.24 | 51,266 | No | 4 | A | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 6,000 | $13.41 | 57,266 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 900 | $37.55 | 56,366 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 122 | $37.57 | 56,244 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 78 | $37.60 | 56,166 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.61 | 56,066 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.63 | 55,966 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.64 | 55,866 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $37.66 | 55,666 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 400 | $37.68 | 55,266 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.72 | 55,166 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.73 | 55,066 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.75 | 54,966 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $37.77 | 54,766 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.79 | 54,666 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $37.81 | 54,466 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.88 | 54,366 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $37.92 | 54,166 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.93 | 54,066 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 400 | $37.95 | 53,666 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.97 | 53,566 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.98 | 53,466 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $37.99 | 53,366 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $38.00 | 53,166 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 200 | $38.01 | 52,966 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 400 | $38.04 | 52,566 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 300 | $38.05 | 52,266 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2015-01-02 | 100 | $38.06 | 52,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2015-01-02 | 6,000 | $0.00 | 6,000 | $13.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-17 | 2015-05-16 | No | 4 | M | Direct |
Footnotes
- DER units credited on 8/15/2014 as dividend at FMV
- DER units credited on 9/2/2014 as dividend at FMV
- DER units credited on 11/14/2014 as dividend at FMV
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