Home > Insider Trading > Filing (0001209191-15-001631)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1486800	Higher One Holdings Inc.	ONE	Services-Business Services, Nec (7389)	263025501

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1297193	F Mark Vassallo	9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1401516	Lightyear Fund Ii Lp	9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1478799	Lightyear Fund Ii Gp Holdings, Llc	9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1478800	Lightyear Fund Ii Gp, L.p.	9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1596820	Ly Holdings, Llc	9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-12-31	16,736	$4.23	6,700,859	No	4	S	Direct
Common Stock	Disposition	2014-12-31	84	$4.23	35,695	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2015-01-02	51,014	$4.25	6,649,845	No	4	S	Direct
Common Stock	Disposition	2015-01-02	256	$4.25	35,439	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2015-01-05	2,885	$4.21	6,646,960	No	4	S	Direct
Common Stock	Disposition	2015-01-05	15	$4.21	35,424	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,903	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.30, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4), and (6) to this Form 4.
The shares are held directly by Lightyear Fund II, L.P.
The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.42, inclusive.
The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.25, inclusive.
The shares are held directly by Mark F. Vassallo.