Filing Details
- Accession Number:
- 0001354217-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 19:45:46
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 19:45:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483332 | Joe Burnett | 3721 Valley Centre Dr., Suite 500 San Diego CA 92130 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-31 | 1,425 | $0.00 | 1,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-31 | 1,599 | $0.00 | 3,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-02 | 540 | $17.88 | 2,484 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-02 | 606 | $17.88 | 1,878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2014-12-31 | 1,425 | $0.00 | 1,425 | $0.00 |
| Common Stock | Performance Shares | Disposition | 2014-12-31 | 1,599 | $0.00 | 1,599 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,600 | No | 4 | M | Direct |
Footnotes
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards granted on February 22, 2012.
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards granted on February 19, 2013.
- Performance restricted stock units were granted on February 27, 2012 with 1/3 of the restricted units vesting on February 19, 2013 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2013 and the final 1/3 vesting on December 31, 2014, in each case, subject to requirement of continuous service through the applicable vesting date.
- Performance restricted stock units granted on February 19, 2013 with 1/3 of the restricted units vesting on February 12, 2014 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2014 and the final 1/3 vesting on December 31, 2015, in each case, subject to the requirement of continuous service through the applicable vesting dates.
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