Filing Details
- Accession Number:
- 0001144204-11-003771
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-01-24 19:12:38
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2011-01-24
- Accepted Time:
- 2011-01-24 19:12:38
- Original Submission Date:
- 2011-01-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
727634 | Communication Intelligence Corp | CICI | Computer Peripheral Equipment, Nec (3577) | 942790442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
856928 | Mdnh Partners Lp | 220 Bush Street Suite 950 San Francisc0 CA 94104 | No | No | Yes | No | |
1483390 | W. Michael Engmann | 220 Bush Street Suite 950 San Francisco CA 94104 | No | No | Yes | No | |
1483391 | Partners Kendu | 220 Bush Street Suite 950 San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-25 | 300 | $0.07 | 175,720 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-12-13 | 6,400 | $0.04 | 169,320 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-12-13 | 8,400 | $0.05 | 160,920 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-12-20 | 3,600 | $0.04 | 157,320 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Acquisiton | 2010-12-31 | 100,000 | $0.00 | 4,444,444 | $0.23 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2010-12-31 | 4,444,444 | $0.00 | 4,444,444 | $0.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | No | 4 | P | Direct | ||
4,444,444 | 2010-12-31 | 2010-12-31 | No | 4 | P | Direct |
Footnotes
- This amendment is filed in order to make changes to footnote (2) in the originally filed document. For this reason only line items including footnote (2) have been repeated in this amendment.
- These reported securities are directly owned by MDNH Partners, a California limited partnership, which is a member of a "group" with Michael W. Engmann and Kendu Partners for purposes of Section 13(d) of the Exchange Act. This report is jointly filed by MDNH Partners, a California limited partnership, Michael W. Engmann and Kendu Partners. Michael W. Engmann is a shareholder of MDNH Trading Corp., the general partner of MDNH Partners, a California limited partnership. Mr. Engmann disclaims beneficial ownership of these reported securities except to the extent of his pecuniary interest therein. Kendu Partners disclaims beneficial ownership of these reported securities.
- Each share of Series C Preferred Stock is convertible at any time at a conversion price of $0.0225 per share, subject to adjustments for stock dividends, splits, combinations and similar events.
- Each investor in Series C Preferred Stock at $1.00 per share received, in addition, a warrant to purchase that number of shares of Common Stock into which such investor's Series C Preferred Stock is convertible.