Filing Details
- Accession Number:
- 0001209191-15-001365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 18:15:41
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 18:15:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412347 | Westmoreland Resource Partners Lp | WMLP | Bituminous Coal & Lignite Surface Mining (1221) | 770695453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168211 | Jr B Robert Hellman | 950 Tower Lane Suite 800 Foster City CA 94404 | No | No | Yes | Yes | |
1289128 | Edwin George Mccown | 950 Tower Lane Suite 800 Foster City CA 94404 | Yes | No | Yes | Yes | |
1492185 | P Matthew Carbone | 950 Tower Lane Suite 800 Foster City CA 94404 | Yes | No | Yes | Yes | |
1496192 | Aim Oxford Holdings, Llc | 950 Tower Lane Suite 800 Foster City CA 94404 | No | No | Yes | Yes | |
1496193 | Aim Coal Management, Llc | 950 Tower Lane Suite 800 Foster City CA 94404 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Subordinated Units (Limited Partner Interests) | Disposition | 2014-12-31 | 6,813,160 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units (Limited Partner Interests) | 59,095 | Direct |
Footnotes
- The subordinated units (the "Subordinated Units") were sold in to Westmoreland Coal Company ("Westmoreland") in a private transaction, as part of Westmoreland's purchase of all of the outstanding subordinated units and warrants to purchase subordinated units of the Issuer and all outstanding equity interests in Oxford Resources GP, LLC ("Oxford GP"), the general partner of the Issuer (the "Transaction"). In the Transaction, AIM Oxford Holdings, LLC ("AIM Oxford") sold all of the Subordinated Units and all of its equity interest in Oxford GP (the "General Partner Interest") for total aggregate consideration of $14,668,635.56. The purchase prices for the Subordinated Units and the General Partner Interest were not separately determined.
- The Common Units are, and the Subordinated Units were, held directly by AIM Oxford. AIM Coal Management, LLC ("AIM Management") is the managing member of AIM Oxford. The managing members of AIM Management, comprised of George E. McCown and Matthew P. Carbone, directors of the Issuer, and Robert B. Hellman Jr., have shared voting and investment power over the units held by AIM Oxford. AIM Management and Messrs. Carbone, Hellman and McCown, joint filers to this Form 4, may be deemed to indirectly own the units held by AIM Oxford, but disclaim beneficial ownership in these units except to the extent of their pecuniary interest therein.
- Gives effect to a 12-to-1 reverse split of the Common Units that occurred in connection with the Transaction.