Home > Insider Trading > Filing (0001181431-10-045133)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497552	James Johnson	35 East Wacker Drive, Suite 2400 Chicago IL 60601		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-08-31	74	$9.00	1,774	No	4	S	Direct
Common Stock	Disposition	2010-08-31	26,381	$9.00	915,965	No	4	S	Indirect	By Apex Investment Fund IV, L.P
Common Stock	Disposition	2010-08-31	16,807	$9.00	583,552	No	4	S	Indirect	By Apex Investment Fund V, L.P
Common Stock	Disposition	2010-08-31	781	$9.00	27,116	No	4	S	Indirect	By Apex Strategic Partners IV, L.P

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	By Apex Investment Fund IV, L.P
No	4	S	Indirect	By Apex Investment Fund V, L.P
No	4	S	Indirect	By Apex Strategic Partners IV, L.P

Footnotes

On August 31, 2010, issuer closed the underwriters' overallotment option to purchase up to 15% more shares from the issuer and its selling stockholders pursuant the issuer's initial public offering ("IPO"). Shares were sold ratably based on shares sold in the IPO, at the same terms as the IPO.
Mr. Johnson is a Managing Member of Apex Management IV, LLC, which is the sole general partner of Apex Investment Fund IV, L.P. and the Manager of Apex Strategic Partners IV, LLC. Mr. Johnson is also a Member of Apex Management V, LLC, the sole general partner of Apex Investment Fund V, L.P. Mr. Johnson shares voting and dispositive power over the securities held by these funds. Mr. Johnson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.