Filing Details
- Accession Number:
- 0000919574-15-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 17:54:36
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 17:54:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580185 | J.g. Wentworth Co | JGW | Finance Services (6199) | 463037859 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466716 | Jr. Jeffrey Alan Buick | C/O Trishield Capital Management Llc 540 Madison Avenue, 14Th Floor New York NY 10022 | No | No | Yes | No | |
1628191 | L. Robert Harteveldt | C/O Trishield Capital Management Llc 540 Madison Avenue, 14Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2014-12-11 | 2,200 | $9.15 | 1,552,558 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2014-12-12 | 195,647 | $8.70 | 1,748,205 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The securities reported herein are held in the account of Trishield Special Situations Master Fund Ltd. (the "Fund"). Trishield Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of the Fund. Alan Jeffrey Buick Jr. and Robert L. Harteveldt may each be deemed to be a beneficial owner of such securities by virtue of their role as the managing members of Trishield Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.