Filing Details
- Accession Number:
- 0001225208-11-003663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-24 18:10:45
- Reporting Period:
- 2011-01-20
- Filing Date:
- 2011-01-24
- Accepted Time:
- 2011-01-24 18:10:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | J P Morgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211696 | C David Novak | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-20 | 40,000 | $44.68 | 147,171 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-01-21 | 20,000 | $45.12 | 167,171 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-01-21 | 6,600 | $27.84 | 173,771 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-21 | 4,700 | $45.20 | 169,071 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-01-24 | 1,800 | $45.21 | 170,871 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-01-20 | 20,000 | $44.66 | 20,000 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2011-01-21 | 28,000 | $45.12 | 48,000 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2011-01-24 | 1,500 | $45.21 | 49,500 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-21 | 6,600 | $0.00 | 6,600 | $27.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-07-01 | 2011-05-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.9668 to $45.25, inclusive. The reporting person undertakes to provide upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.9668 to $45.2599, inclusive.