Filing Details
- Accession Number:
- 0001209191-15-001140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 17:11:55
- Reporting Period:
- 2015-01-01
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 17:11:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330401 | Jason Hannon | 7475 Lusk Blvd San Diego CA 92121 | Evp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-01 | 4,166 | $0.00 | 33,945 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-01-01 | 1,705 | $47.16 | 32,240 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-01-02 | 10,000 | $46.99 | 22,240 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-01-02 | 6,754 | $23.24 | 38,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-01-02 | 4,637 | $46.64 | 34,357 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-01-05 | 2,117 | $46.03 | 32,240 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-01-02 | 6,754 | $0.00 | 6,754 | $23.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-16 | No | 4 | M | Direct |
Footnotes
- Settlement of vested shares under Restricted Stock Unit grant dated January 3, 2011.
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated January 3, 2011.
- Sale effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on September 9, 2014, which is intended to comply with Rule 10b5-1.
- Payment of exercise price by the Reporting Person via tender of shares held outright by the Reporting Person back to the Issuer incident to the respective option exercise.
- Sale effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on November 14, 2014, which is intended to comply with Rule 10b5-1.
- The option, representing a right to purchase a total of 54,940 shares, became exercisable as follows: 25% of the shares vested on January 16, 2008; the remaining shares vested monthly thereafter so that all shares were fully vested as of January 16, 2011, subject to continued employment through each vesting period.