Filing Details
- Accession Number:
- 0001209191-15-001071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 16:53:08
- Reporting Period:
- 2015-01-02
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 16:53:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Senior Vp, Pega Consulting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-02 | 1,668 | $0.00 | 29,580 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-02 | 848 | $20.89 | 28,732 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-01-02 | 820 | $20.86 | 27,912 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-01-02 | 1,668 | $0.00 | 40,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,328 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Compnay with a value equal to the exercise price.
- Sold pursuant to the pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents the weighted average of sale prices on 1/02/2015, ranging from $20.83 to $20.92.
Billionaire Hedge Funds
