Filing Details
- Accession Number:
- 0000921895-11-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-24 17:29:12
- Reporting Period:
- 2011-01-20
- Filing Date:
- 2011-01-24
- Accepted Time:
- 2011-01-24 17:29:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294250 | Rand Logistics Inc. | RLOG | Water Transportation (4400) | 201195343 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1042589 | A Peter Cohen | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1043935 | W Thomas Strauss | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1050154 | Rcg Holdings Llc | 599 Lexington Avenue, 20Th Floor 20Th Floor New York NY 10022 | No | No | Yes | No | |
1267474 | C4S & Co Llc | 599 Lexington Avenue, 20Th Floor 599 Lexington Avenue New York NY 10022 | No | No | Yes | No | |
1267535 | B Morgan Stark | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1275922 | M Jeffrey Solomon | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | Yes | |
1466538 | Cowen Group, Inc. | 599 Lexington Avenue, 20Th Floor New York NY 10022 | No | No | Yes | No | |
1475770 | Ramius Llc | 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 292,321 | $5.00 | 503,990 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 15,073 | $5.00 | 25,987 | No | 4 | S | Indirect | By Ramius Private Select Ltd |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 12,065 | $5.00 | 20,805 | No | 4 | S | Indirect | By Ramius Select Equity Fund LP |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 230,541 | $5.00 | 397,480 | No | 4 | S | Indirect | By RCG Baldwin, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Private Select Ltd |
No | 4 | S | Indirect | By Ramius Select Equity Fund LP |
No | 4 | S | Indirect | By RCG Baldwin, L.P. |
Footnotes
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). As the sole member of Ramius Advisors, LLC (Ramius Advisors), the investment advisor of Enterprise Master Fund, Ramius LLC (Ramius) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the sole member of Ramius, Cowen Group, Inc. (Cowen) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As a significant shareholder of Cowen, RCG Holdings LLC (RCG Holdings) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the managing member of RCG Holdings, C4S & Co., L.L.C. (C4S) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- (Continued from previous footnote) As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- Shares of Common Stock beneficially owned by Ramius Private Select Ltd (Private Select). As the sole member of Ramius Advisors, the investment advisor of Private Select, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select.
- Shares of Common Stock beneficially owned by Ramius Select Equity Fund LP (Select Equity Fund). As the sole member of Ramius Advisors, the general partner of Select Equity Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund.
- Shares of Common Stock beneficially owned by RCG Baldwin, L.P. (Baldwin). As the sole member of Ramius Advisors, the general partner of Baldwin, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin.