Filing Details
- Accession Number:
- 0000921895-11-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-24 17:24:56
- Reporting Period:
- 2011-01-20
- Filing Date:
- 2011-01-24
- Accepted Time:
- 2011-01-24 17:24:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294250 | Rand Logistics Inc. | RLOG | Water Transportation (4400) | 201195343 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275890 | Rcg Baldwin Lp | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | No | |
1275893 | Ramius Advisors Llc | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | No | |
1418492 | Ltd Fund Master Enterprise Ramius | C/O Citco Fund Services Regatta Ofc Park, Windward 1 2Nd Fl Po Bx 31106, Grand Cayman NY 10022 | No | No | Yes | No | |
1427568 | Ramius Select Equity Fund Lp | C/O Ramius Llc 599 Lexington Ave., 20Th Floor New York NY 10022 | No | No | Yes | No | |
1475770 | Ramius Llc | 599 Lexington Ave. 20Th Floor New York NY 10022 | No | No | Yes | No | |
1478071 | Ltd Select Private Ramius | C/O Citco Fund Services Regatta Office Park Windward 1 2Nd Fl Po Bx 31106, Grand Cayman E9 KY1-1205 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 292,321 | $5.00 | 503,990 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 15,073 | $5.00 | 25,987 | No | 4 | S | Indirect | By Ramius Private Select Ltd |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 12,065 | $5.00 | 20,805 | No | 4 | S | Indirect | By Ramius Select Equity Fund LP |
Common Stock, $.0001 Par Value | Disposition | 2011-01-20 | 230,541 | $5.00 | 397,480 | No | 4 | S | Indirect | By RCG Baldwin, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Private Select Ltd |
No | 4 | S | Indirect | By Ramius Select Equity Fund LP |
No | 4 | S | Indirect | By RCG Baldwin, L.P. |
Footnotes
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
- Each Reporting Person (other than Ramius Enterprise Master Fund Ltd, Ramius Private Select Ltd, Ramius Select Equity Fund LP and RCG Baldwin, L.P.), disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). Ramius Advisors, LLC (Ramius Advisors), as the investment advisor of Enterprise Master Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. Ramius LLC (Ramius), as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- Shares of Common Stock beneficially owned by Ramius Private Select Ltd (Private Select). Ramius Advisors, as the investment advisor of Private Select, may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select.
- Shares of Common Stock beneficially owned by Ramius Select Equity Fund LP (Select Equity Fund). Ramius Advisors, as the general partner of Select Equity Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund.
- Shares of Common Stock beneficially owned by RCG Baldwin, L.P. (Baldwin). Ramius Advisors, as the general partner of Baldwin, may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin.