Filing Details

Accession Number:
0000921895-11-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-24 17:24:56
Reporting Period:
2011-01-20
Filing Date:
2011-01-24
Accepted Time:
2011-01-24 17:24:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294250 Rand Logistics Inc. RLOG Water Transportation (4400) 201195343
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275890 Rcg Baldwin Lp C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes No
1275893 Ramius Advisors Llc C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes No
1418492 Ltd Fund Master Enterprise Ramius C/O Citco Fund Services
Regatta Ofc Park, Windward 1 2Nd Fl
Po Bx 31106, Grand Cayman NY 10022
No No Yes No
1427568 Ramius Select Equity Fund Lp C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes No
1475770 Ramius Llc 599 Lexington Ave.
20Th Floor
New York NY 10022
No No Yes No
1478071 Ltd Select Private Ramius C/O Citco Fund Services
Regatta Office Park Windward 1 2Nd Fl
Po Bx 31106, Grand Cayman E9 KY1-1205
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Disposition 2011-01-20 292,321 $5.00 503,990 No 4 S Indirect By Ramius Enterprise Master Fund Ltd
Common Stock, $.0001 Par Value Disposition 2011-01-20 15,073 $5.00 25,987 No 4 S Indirect By Ramius Private Select Ltd
Common Stock, $.0001 Par Value Disposition 2011-01-20 12,065 $5.00 20,805 No 4 S Indirect By Ramius Select Equity Fund LP
Common Stock, $.0001 Par Value Disposition 2011-01-20 230,541 $5.00 397,480 No 4 S Indirect By RCG Baldwin, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ramius Enterprise Master Fund Ltd
No 4 S Indirect By Ramius Private Select Ltd
No 4 S Indirect By Ramius Select Equity Fund LP
No 4 S Indirect By RCG Baldwin, L.P.
Footnotes
  1. Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
  2. Each Reporting Person (other than Ramius Enterprise Master Fund Ltd, Ramius Private Select Ltd, Ramius Select Equity Fund LP and RCG Baldwin, L.P.), disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). Ramius Advisors, LLC (Ramius Advisors), as the investment advisor of Enterprise Master Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. Ramius LLC (Ramius), as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
  4. Shares of Common Stock beneficially owned by Ramius Private Select Ltd (Private Select). Ramius Advisors, as the investment advisor of Private Select, may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select.
  5. Shares of Common Stock beneficially owned by Ramius Select Equity Fund LP (Select Equity Fund). Ramius Advisors, as the general partner of Select Equity Fund, may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund.
  6. Shares of Common Stock beneficially owned by RCG Baldwin, L.P. (Baldwin). Ramius Advisors, as the general partner of Baldwin, may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. Ramius, as the sole member of Ramius Advisors, may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin.