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Filing Details

Accession Number:: 0000905718-15-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-05 15:45:17
Reporting Period:: 2014-12-31

Filing Date:: 2015-01-05
Accepted Time:: 2015-01-05 15:45:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1358656	Millennium Investment & Acquisition Co Inc.	SMCG	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
932115	Jeffrey Tannenbaum	505 Fifth Avenue 23Rd Floor New York NY 10017	No	No	Yes	No
1056491	Fir Tree Inc.	505 Fifth Avenue 23Rd Floor New York NY 10017	No	No	Yes	No
1357858	Camellia Partners, Llc	51 Bedford Road Suites 3 &Amp; 4 Katonah NY 10536	No	No	Yes	No
1357859	Andrew Fredman	7301 Sw 57Th Court Suite 410 South Miami FL 33143	No	No	Yes	No
1357860	Fir Tree, L.l.c.	51 Bedford Road Suites 3&Amp;4 Katonah NY 10536	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Disposition	2014-12-31	1,370,692	$0.55	0	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes

Footnotes

The filing of this Form 4 shall not be construed as an admission that Fir Tree, L.L.C., Fir Tree Inc., Camellia Partners, LLC, Jeffrey Tannenbaum or Andrew Fredman (the "Reporting Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.0001 (the "Common Stock"), of Millennium Investment & Acquisition Company Inc. (the "Issuer") owned by Fir Tree Value Master Fund, L.P., a Cayman Islands exempted limited partnership ("Fir Tree Value"), or Fir Tree Capital Opportunity Master Fund, LP, a Cayman Islands exempted limited partnership ("Fir Tree Capital Opportunity"). Pursuant to Rule 16a-1 of the Exchange Act, the Reporting Persons disclaim such beneficial ownership.
Fir Tree, L.L.C., the general partner of Fir Tree Value, Camellia Partners, LLC, the general partner of Fir Tree Capital Opportunity, and Fir Tree Inc., the investment manager of both Fir Tree Value and Fir Tree Capital Opportunity, held indirectly the Common Stock through the accounts of Fir Tree Value and Fir Tree Capital Opportunity; Jeffrey Tannenbaum, the principal of Fir Tree, L.L.C., Fir Tree Inc. and Camellia Partners, LLC, and Andrew Fredman, a principal of Camellia Partners, LLC, at the time of purchase, controlled the disposition and voting of the Common Stock. Fir Tree, L.L.C. receives a performance-based allocation and Fir Tree Inc. receives an asset-based fee from Fir Tree Value. Camellia Partners, LLC receives a performance-based allocation and Fir Tree Inc. receives an asset-based fee from Fir Tree Capital Opportunity.