Home > Insider Trading > Filing (0001209191-15-000556)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906780	Empire Resorts Inc	NYNY	Retail-Eating & Drinking Places (5810)	133714474

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1499920	L. Nanette Horner	C/O Monticello Casino And Raceway 204 State Route 17B, P.o. Box 5013 Monticello NY 12701	Evp, Chief Counsel, Cco	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.01 Par Value Per Share	Acquisiton	2015-01-02	20,000	$2.79	40,000	No	4	M	Direct
Common Stock, $.01 Par Value Per Share	Disposition	2015-01-02	20,000	$7.51	20,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $.01 Par Value Per Share	Option to purchase Common Stock (right to buy)	Disposition	2015-01-02	20,000	$0.00	20,000	$2.79

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-11-08	No	4	M	Direct

Footnotes

The exercise of options held by Ms. Horner and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Horner effective as of December 16, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.77 to $7.37, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option was fully vested and exercisable as of November 9, 2013.