Filing Details
- Accession Number:
- 0001193805-15-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-05 11:13:59
- Reporting Period:
- 2015-01-01
- Filing Date:
- 2015-01-05
- Accepted Time:
- 2015-01-05 11:13:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764579 | Cas Medical Systems Inc | CASM | Surgical & Medical Instruments & Apparatus (3841) | 061123096 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009258 | Deerfield Management Co | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1010823 | L.p. Mgmt Deerfield | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1352546 | E James Flynn | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1354395 | Deerfield Special Situations Fund, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1565099 | Deerfield Special Situations International Master Fund, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-01 | 1,443,200 | $1.65 | 3,200,000 | No | 4 | P | Indirect | Through Deerfield Special Situations, L.P. |
Common Stock | Disposition | 2015-01-01 | 1,443,200 | $1.65 | 0 | No | 4 | S | Indirect | Through Deerfield Special Situations International Master Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through Deerfield Special Situations, L.P. |
No | 4 | S | Indirect | Through Deerfield Special Situations International Master Fund, L.P. |
Footnotes
- In connection with the consolidation of the Funds (as defined below), effective January 1, 2015, the assets of Deerfield Special Situations International Master Fund, L.P. (including the shares listed in column 4 of Table I above) were transferred to Deerfield Special Situations Fund, L.P.
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Special Situtations International Master Fund, L.P. (collectively, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.
- In accordance with Instruction 5 (b)(iv) to Form 3, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.