Filing Details

Accession Number:
0001193805-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-05 11:13:59
Reporting Period:
2015-01-01
Filing Date:
2015-01-05
Accepted Time:
2015-01-05 11:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
764579 Cas Medical Systems Inc CASM Surgical & Medical Instruments & Apparatus (3841) 061123096
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009258 Deerfield Management Co 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1010823 L.p. Mgmt Deerfield 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1352546 E James Flynn 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1354395 Deerfield Special Situations Fund, L.p. 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
1565099 Deerfield Special Situations International Master Fund, L.p. 780 Third Avenue, 37Th Floor
New York NY 10017
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-01 1,443,200 $1.65 3,200,000 No 4 P Indirect Through Deerfield Special Situations, L.P.
Common Stock Disposition 2015-01-01 1,443,200 $1.65 0 No 4 S Indirect Through Deerfield Special Situations International Master Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Deerfield Special Situations, L.P.
No 4 S Indirect Through Deerfield Special Situations International Master Fund, L.P.
Footnotes
  1. In connection with the consolidation of the Funds (as defined below), effective January 1, 2015, the assets of Deerfield Special Situations International Master Fund, L.P. (including the shares listed in column 4 of Table I above) were transferred to Deerfield Special Situations Fund, L.P.
  2. This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Special Situtations International Master Fund, L.P. (collectively, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.
  3. In accordance with Instruction 5 (b)(iv) to Form 3, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.