Filing Details

Accession Number:
0001181431-15-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-02 15:10:36
Reporting Period:
2014-12-30
Filing Date:
2015-01-02
Accepted Time:
2015-01-02 15:10:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB Retail-Eating Places (5812) 364466837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587657 B John Morlock C/O Potbelly Corporation
222 Merchandise Mart Plaza, 23Rd Floor
Chicago IL 60654
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-30 13,000 $12.00 13,000 No 4 M Direct
Common Stock Disposition 2014-12-30 13,000 $12.26 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2014-12-30 13,000 $0.00 13,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-01 No 4 M Direct
Footnotes
  1. These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. The Common Stock reported herein as being sold were sold at a range of between $12.25 and $12.30 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
  3. The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.