Filing Details
- Accession Number:
- 0001009626-14-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-31 19:04:44
- Reporting Period:
- 2014-12-30
- Filing Date:
- 2014-12-31
- Accepted Time:
- 2014-12-31 19:04:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Communications Equipment (3576) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1281634 | W Daniel Fairfax | 130 Holger Way San Jose CA 95134 | Cfo, Vp Of Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-30 | 75,000 | $7.47 | 365,783 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-30 | 75,000 | $12.00 | 290,783 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-30 | 75,000 | $0.00 | 75,000 | $7.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-10 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person.
- The options vest equally on a monthly basis over four years beginning on the vesting commencement date (November 1, 2009).
Billionaire Hedge Funds
