Filing Details
- Accession Number:
- 0001209191-14-078613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-31 19:00:57
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-31
- Accepted Time:
- 2014-12-31 19:00:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924717 | Surmodics Inc | SRDX | Surgical & Medical Instruments & Apparatus (3841) | 411356149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286125 | W Charles Olson | 9924 West 74Th Street Eden Prairie MN 55344 | Senior Vp & Gm, Med Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-08 | 3,365 | $21.66 | 31,108 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-29 | 1,718 | $22.60 | 29,390 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 800 | Indirect | By IRA |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2014.
- Reflects the weighted average price of 1,718 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 29, 2014 with sale prices ranging from $22.541 to $22.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.