Filing Details

Accession Number:
0001459221-11-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-24 13:36:50
Reporting Period:
2010-12-06
Filing Date:
2011-01-24
Accepted Time:
2011-01-24 13:36:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901806 E Robert Griffin 817 Maxwell Avenue
Evansville IN 47717
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-06 121 $5.40 357,034 No 4 P Direct
Common Stock Acquisiton 2011-01-21 3,731 $5.36 360,765 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 971,296 Indirect Family Limited Partnership
Common Stock 1,800,000 Indirect Family Limited Liability Company
Footnotes
  1. These shares were acquired pursuant to a dividend reinvestment feature of Mr. Griffin's private brokerage account.
  2. The grant of stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade Incorporated 2007 Incentive Plan.
  3. Mr. Robert E. Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein.