Filing Details
- Accession Number:
- 0001459221-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-24 13:36:50
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2011-01-24
- Accepted Time:
- 2011-01-24 13:36:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901806 | E Robert Griffin | 817 Maxwell Avenue Evansville IN 47717 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-06 | 121 | $5.40 | 357,034 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-01-21 | 3,731 | $5.36 | 360,765 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 971,296 | Indirect | Family Limited Partnership |
Common Stock | 1,800,000 | Indirect | Family Limited Liability Company |
Footnotes
- These shares were acquired pursuant to a dividend reinvestment feature of Mr. Griffin's private brokerage account.
- The grant of stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade Incorporated 2007 Incentive Plan.
- Mr. Robert E. Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein.