Filing Details
- Accession Number:
- 0001209191-14-078437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-30 19:31:49
- Reporting Period:
- 2014-12-26
- Filing Date:
- 2014-12-30
- Accepted Time:
- 2014-12-30 19:31:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1103021 | Biodelivery Sciences International Inc | BDSI | Pharmaceutical Preparations (2834) | 352089858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1066040 | Jr E Francis Odonnell | C/O Biodelivery Sciences Intl, Inc. 801 Corporate Center Drive, Suite 210 Raleigh NC 27607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-26 | 200,000 | $0.00 | 2,050,490 | No | 4 | J | Indirect | By HCG II, LLC |
| Common Stock | Disposition | 2014-12-26 | 50,000 | $12.01 | 2,000,490 | No | 4 | S | Indirect | By HCG II, LLC |
| Common Stock | Disposition | 2014-12-26 | 20,000 | $11.96 | 105,301 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By HCG II, LLC |
| No | 4 | S | Indirect | By HCG II, LLC |
| No | 4 | S | Direct |
Footnotes
- The distribution was made to a member of Hopkins Capital Group II, LLC, who is not an affiliate of the issuer and for no consideration.
- The shares are owned by Hopkins Capital Group II, LLC. The Reporting Person is the manager of Hopkins Capital Group II, LLC. Filing of this statement shall not be deemed an admission by the Reporting Person that he beneficially owns the securities held by Hopkins Capital Group II, LLC. The Reporting Person disclaims ownership of all securities held by Hopkins Capital Group II, LLC.
- On December 26, 2014, Hopkins Capital Group II, LLC sold an aggregate of 50,000 shares of the Issuer's Common Stock at a weighted average price of $12.01. The highest sale price for the Common Stock was $12.30 per share and the lowest sale price was $11.86 per share. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
