Filing Details
- Accession Number:
- 0001144204-14-076465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-30 17:12:08
- Reporting Period:
- 2014-12-30
- Filing Date:
- 2014-12-30
- Accepted Time:
- 2014-12-30 17:12:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764811 | Communityone Bancorp | COB | National Commercial Banks (6021) | 561456589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O Intertrust Corporate Services, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1502381 | Tcg Financial Services, L.p. | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1502382 | Carlyle Financial Services, Ltd. | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1502383 | Carlyle Financial Services Harbor, L.p. | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1527166 | L.p. Group Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548629 | L.l.c. Gp Ii Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548630 | L.p. Ii Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
1548636 | L.p. Sub Holdings Investment Cayman Group Tc | C/O Intertrust Corporate Services, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value Per Share | Acquisiton | 2014-12-30 | 842,063 | $10.56 | 5,772,376 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- The number of shares presented herein reflects the effectiveness of a one-for-one hundred reverse stock split on October 31, 2011.
- Carlyle Financial Services Harbor, L.P. is the record holder of these shares. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of such reporting persons expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.