Filing Details
- Accession Number:
- 0001144204-14-076453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-30 17:06:02
- Reporting Period:
- 2014-12-30
- Filing Date:
- 2014-12-30
- Accepted Time:
- 2014-12-30 17:06:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764811 | Communityone Bancorp | COB | National Commercial Banks (6021) | 561456589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417142 | Oak Hill Capital Partners Iii, L.p. | 65 E. 55Th Street, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1417144 | Oak Hill Capital Management Partners Iii, L.p. | 65 E. 55Th Street, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1450616 | Ohcp Mgp Iii, Ltd. | 65 E. 55Th Street, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1450619 | Ohcp Mgp Partners Iii, L.p. | 65 E. 55Th Street, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1450620 | Ohcp Genpar Iii, L.p. | 65 E. 55Th Street, 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value Per Share | Acquisiton | 2014-12-30 | 815,597 | $10.56 | 5,589,136 | No | 4 | P | Indirect | See Footnotes |
Common Stock, No Par Value Per Share | Acquisiton | 2014-12-30 | 26,786 | $10.56 | 183,561 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- The number of shares presented herein reflects the effectiveness of a one-for-one hundred reverse stock split on October 31, 2011.
- These securities are held by Oak Hill Capital Partners III, L.P. ("OHCP III").
- These securities are held by Oak Hill Capital Management Partners III, L.P. ("OHCMP III").
- The general partner of OHCP III and OHCMP III is OHCP GenPar III, L.P. The general partner of OHCP GenPar III, L.P. is OHCP MGP Partners III, L.P. The general partner of OHCP MGP Partners III, L.P. is OHCP MGP III, Ltd.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.