Filing Details
- Accession Number:
- 0001445546-14-006221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-30 14:17:00
- Reporting Period:
- 2014-12-29
- Filing Date:
- 2014-12-30
- Accepted Time:
- 2014-12-30 14:17:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1392994 | First Trust Specialty Finance & Financial Opportunities Fund | FGB | () | 061810845 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400143 | T. Daniel Winter | Confluence Investment Management Llc 20 Allen Avenue, Suite 300 St. Louis MO 63119 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2014-12-29 | 1,000 | $7.58 | 400 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-12-29 | 400 | $7.58 | 0 | No | 4 | S | Indirect | Held in Spousal IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held in Spousal IRA |
Billionaire Hedge Funds
