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Home > Insider Trading > Filing (0000318306-14-000050)

Filing Details

Accession Number:: 0000318306-14-000050
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-12-30 06:44:16
Reporting Period:: 2014-12-24

Filing Date:: 2014-12-30
Accepted Time:: 2014-12-30 06:44:16
Original Submission Date:: 2014-12-29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318306	Plasmatech Biopharmaceuticals Inc	PTBI	Pharmaceutical Preparations (2834)	830221517

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225978	Sco Capital Partners Llc	1325 Ave Of The Americas 27Th Fl. New York NY 10019		No	No	Yes	No
1294343	H Steven Rouhandeh	C/O Sco Capital Partners Llc 1325 Avenue Of The Americas 27Th Floor New York NY 10019		Yes	No	Yes	No
1354279	Beach Capital Llc	1325 Avenue Of The Americas 27Th Floor New York NY 10019		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-24	250,000	$4.00	315,042	No	4	P	Indirect	SCO Capital Partners LLC
Common Stock	Acquisiton	2014-12-24	4,922,102	$4.00	5,237,144	No	4	C	Indirect	SCO Capital Partners LLC
Common Stock	Acquisiton	2014-12-24	385,725	$4.00	389,147	No	4	C	Indirect	Beach Capital LLC
Common Stock	Acquisiton	2014-12-24	831,836	$4.00	6,068,980	No	4	C	Indirect	SCO Capital Partners LLC
Common Stock	Acquisiton	2014-12-24	65,280	$4.00	454,427	No	4	C	Indirect	Beach Capital LLC
Common Stock	Acquisiton	2014-12-24	4,306,950	$4.00	10,375,930	No	4	J	Indirect	SCO Capital Partners LLC
Common Stock	Acquisiton	2014-12-24	693,051	$4.00	1,147,477	No	4	J	Indirect	Beach Capital LLC
Common Stock	Acquisiton	2014-12-24	1,703,362	$4.00	12,079,291	No	4	J	Indirect	SCO Capital Partners LLC
Common Stock	Acquisiton	2014-12-24	216,718	$4.00	1,364,195	No	4	J	Indirect	Beach Capital LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	SCO Capital Partners LLC
No	4	C	Indirect	SCO Capital Partners LLC
No	4	C	Indirect	Beach Capital LLC
No	4	C	Indirect	SCO Capital Partners LLC
No	4	C	Indirect	Beach Capital LLC
No	4	J	Indirect	SCO Capital Partners LLC
No	4	J	Indirect	Beach Capital LLC
No	4	J	Indirect	SCO Capital Partners LLC
No	4	J	Indirect	Beach Capital LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Purchase Warrants	Acquisiton	2014-12-24	250,000	$0.01	250,000	$5.00
Common Stock	Series A Cumlative Convertible Preferred Stock	Disposition	2014-12-24	1,969	$4.00	4,922,102	$4.00
Common Stock	Series A Cumulative Convertible Preferred Stock	Disposition	2014-12-24	154	$4.00	385,725	$4.00
Common Stock	Series B Cumulative Convertible Preferred Stock	Disposition	2014-12-24	861	$4.00	4,306,950	$4.00
Common Stock	Series B Cumlative Convertible Preferred Stock	Disposition	2014-12-24	139	$4.00	693,051	$4.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
250,000	2014-12-24	2019-12-24	No	4	P	Indirect
0	2014-12-24	2014-12-24	No	4	C	Indirect
0	2014-12-24	2014-12-24	No	4	C	Indirect
0	2014-12-24	2014-12-24	No	4	J	Indirect
0	2014-12-24	2014-12-24	No	4	J	Indirect

Footnotes

Series A Cumulative Convertible Preferred Stock was converted by the Company into common stock on 12/24/2014.
Series B Cumulative Convertible Preferred Stock was exchanged for common stock by the company on 12/24/2014.
Series A and Series B Preferred Stock dividends due and interest due on dividends and liquidated damages was converted into or exchanged for common stock by the company on 12/24/2014.