Filing Details
- Accession Number:
- 0000820318-14-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 17:18:10
- Reporting Period:
- 2014-12-24
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 17:18:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196391 | E Thomas Mistler | 826 Walker Stone Drive Cary NC 27513-8379 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-24 | 4,000 | $9.55 | 18,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-24 | 4,000 | $14.00 | 14,165 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-26 | 8,600 | $9.55 | 22,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-26 | 8,600 | $13.96 | 14,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2014-12-24 | 4,000 | $0.00 | 4,000 | $9.55 |
| Common Stock | Option (Right to buy) | Disposition | 2014-12-26 | 8,600 | $0.00 | 8,600 | $9.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,608 | 2015-02-24 | No | 4 | M | Direct | |
| 8 | 2015-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,269,772 | Indirect | By Limited Partnerships |
| Common Stock | 361,296 | Indirect | By Trusts |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $13.9397 to $13.99. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
- The option vested in 5 equal annual installments beginning on 2/24/05.
Billionaire Hedge Funds
