Filing Details
- Accession Number:
- 0001209191-14-078213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 17:15:22
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 17:15:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289409 | Patrick Miles | 7475 Lusk Blvd. San Diego CA 92121 | President, Global Prod & Svcs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-23 | 48,545 | $23.24 | 96,046 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-23 | 36,910 | $46.59 | 59,136 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-12-23 | 16,414 | $26.62 | 75,550 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-23 | 13,049 | $46.59 | 62,501 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-12-24 | 15,000 | $47.52 | 47,501 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-12-23 | 48,545 | $0.00 | 48,545 | $23.24 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-12-23 | 16,414 | $0.00 | 16,414 | $26.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-16 | No | 4 | M | Direct | |
0 | 2021-01-03 | No | 4 | M | Direct |
Footnotes
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- Payment of exercise price and tax liability by Issuer's withholding of shares incident to the respective option exercise.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 7, 2014, which is intended to comply with Rule 10b5-1.
- The option, representing a right to purchase a total of 94,436 shares, became exercisable as follows: 25% of the shares vested on January 16, 2008; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of January 16, 2011, subject to continued employment through each vesting period.
- The option, representing a right to purchase a total of 91,248 shares, became exercisable as follows: 25% of the shares vested on January 3, 2012; 1/48th of the remaining shares vested monthly thereafter so that all shares will be fully vested as of January 3, 2015, subject to continued employment through each vesting period.