Filing Details
- Accession Number:
- 0000950117-14-001045
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 16:38:59
- Reporting Period:
- 2014-10-31
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 16:38:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
913662 | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc. | ETF | (0) | 133739905 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536631 | E Alexander Zagoreos | 1735 Market Street 32Nd Floor Philadelphia PA 19103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-31 | 416 | $13.09 | 2,409 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This is a late Form 4 filing due to oversight.