Filing Details
- Accession Number:
- 0001209191-14-078154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 16:23:10
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 16:23:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216838 | N Samuel Hazen | One Park Plaza Nashville TN 37203 | President - Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-23 | 252,051 | $5.31 | 315,359 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-23 | 108,030 | $11.32 | 423,389 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-23 | 180,051 | $75.00 | 243,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-23 | 87,949 | $75.00 | 155,389 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-23 | 72,000 | $0.00 | 72,000 | $5.31 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-23 | 180,051 | $0.00 | 180,051 | $5.31 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-23 | 108,030 | $0.00 | 108,030 | $11.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,015 | 2017-01-30 | No | 4 | M | Direct | |
59,975 | 2017-01-30 | No | 4 | M | Direct | |
35,985 | 2017-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 180,000 | Indirect | By LLC |
Common Stock | 62,208 | Indirect | By Trust (Spouse, Trustee) |
Common Stock | 135,586 | Indirect | By GRAT (Reporting Person, Trustee) |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2014.
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- The option vested in two equal annual installments beginning on January 30, 2011.
- Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- On January 30, 2007, the reporting person was granted an option to purchase 240,026 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- The option vested in equal increments at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets.