Filing Details
- Accession Number:
- 0001271163-14-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 09:54:03
- Reporting Period:
- 2014-12-24
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 09:54:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1585855 | Gabelli Global Small & Mid Cap Value Trust | GGZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value $0.001 | Acquisiton | 2014-12-24 | 1,000 | $10.46 | 4,914 | No | 4 | P | Indirect | GGCP, Inc. |
Common Shares, Par Value $0.001 | Acquisiton | 2014-12-26 | 1,889 | $10.48 | 6,803 | No | 4 | P | Indirect | GGCP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | GGCP, Inc. |
No | 4 | P | Indirect | GGCP, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Par Value $0.001 | 53,533 | Direct | |
Common Shares, Par Value $0.001 | 52,190 | Indirect | GAMCO Investors, Inc. |
Common Shares, Par Value $0.001 | 1,000 | Indirect | MJG IV Limited Partnership |
Footnotes
- The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.