Filing Details

Accession Number:
0001209191-14-078006
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-24 18:01:29
Reporting Period:
2014-12-22
Filing Date:
2014-12-24
Accepted Time:
2014-12-24 18:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528849 Restoration Hardware Holdings Inc RH Retail-Furniture Stores (5712) 453052669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173871 Carlos Alberini C/O Restoration Hardware Holdings, Inc.
15 Koch Road, Suite J
Corte Madera CA 94925
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-22 6,230 $95.65 355,211 No 4 S Direct
Common Stock Disposition 2014-12-22 770 $96.47 354,441 No 4 S Direct
Common Stock Disposition 2014-12-22 11,570 $95.65 239,844 No 4 S Indirect By Trust
Common Stock Disposition 2014-12-22 1,430 $96.47 238,414 No 4 S Indirect By Trust
Common Stock Disposition 2014-12-23 3,049 $96.66 351,392 No 4 S Direct
Common Stock Disposition 2014-12-23 3,951 $97.12 347,441 No 4 S Direct
Common Stock Disposition 2014-12-23 5,662 $96.66 232,752 No 4 S Indirect By Trust
Common Stock Disposition 2014-12-23 7,338 $97.12 225,414 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. All of the transactions reported on this form were executed pursuant to a Rule 10b5-1 plan (the "Plan") under the Securities Exchange Act of 1934, as amended. The Plan was entered into by Carlos Alberini, in his individual capacity and on behalf of the Carlos E. Alberini Family Trust, on October 7, 2014, following the termination of the reporting person's previous Rule 10b5-1 plan in accordance with its terms. Under the Plan, the reporting person will be able to sell up to 386,791 shares of common stock beginning December 22, 2014, and ending no later than October 21, 2015.
  2. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
  3. This transaction was executed in multiple trades ranging from $95.08 to $96.07. The price reported above reflects the weighted average sale price.
  4. This transaction was executed in multiple trades ranging from $96.17 to $97.09. The price reported above reflects the weighted average sale price.
  5. This transaction was executed in multiple trades ranging from $95.94 to $96.94. The price reported above reflects the weighted average sale price.
  6. This transaction was executed in multiple trades ranging from $96.95 to $97.43. The price reported above reflects the weighted average sale price.
  7. By Carlos E. Alberini, as trustee of the Carlos E. Alberini Family Trust, dated November 1, 2012.