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Home > Insider Trading > Filing (0001209191-11-004526)

Filing Details

Accession Number:: 0001209191-11-004526
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-01-21 19:39:21
Reporting Period:: 2011-01-19

Filing Date:: 2011-01-21
Accepted Time:: 2011-01-21 19:39:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506225	William Kenneth O'brien	C/O Gain Capital Holdings, Inc. Bedminster NJ 07921	Sr Vp, Strategic Integration	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-01-19	566	$1.11	566	No	4	M	Direct
Common Stock	Disposition	2011-01-19	566	$8.37	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to buy)	Disposition	2011-01-19	566	$0.00	566	$1.11

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,105			No	4	M	Direct

Footnotes

Such stock options were granted on December 21, 2004 and vest ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. The stock options have a term of ten years.