Filing Details
- Accession Number:
- 0001490660-14-000226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 15:53:02
- Reporting Period:
- 2014-12-22
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 15:53:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1175993 | Frederick Ball | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-22 | 10,000 | $33.59 | 32,016 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,988 | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 plan entered into on August 12,2014 by Frederick Ball as Trustee of The 1998 Ball Family Trust.
- This transaction was executed in multiple trades at prices ranging from $33.39 to $34.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
Billionaire Hedge Funds
