Filing Details
- Accession Number:
- 0001209191-14-077958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 13:58:55
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 13:58:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037649 | Interleukin Genetics Inc | ILIU | In Vitro & In Vivo Diagnostic Substances (2835) | 943123681 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288452 | Bay City Capital Llc | 750 Battery Street, Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1401826 | Bay City Capital Fund V, L.p. | 750 Battery Street, Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1409813 | Bay City Capital Fund V Co-Investment Fund, L.p. | 750 Battery Street, Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1461543 | Bay City Capital Management V Llc | 750 Battery Street, Suite 400 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-23 | 25,996,552 | $0.10 | 46,184,016 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2014-12-23 | 495,400 | $0.10 | 880,099 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2014-12-23 | 25,996,552 | $0.00 | 25,996,552 | $0.10 |
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2014-12-23 | 495,400 | $0.00 | 495,400 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,996,552 | 2014-12-23 | 2021-12-23 | No | 4 | P | Indirect |
495,400 | 2014-12-23 | 2021-12-23 | No | 4 | P | Indirect |
Footnotes
- Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V"), are deemed to be a "group" for the purpose of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V.
- Represent securities held by Fund V, including indirect interests of Management V. Management V disclaims beneficial ownership with respect to these securities, except to the extent of its pecuniary interest therein.
- Represent securities held by Co-Investment V, including indirect interests of Management V. Management V disclaims beneficial ownership with respect to these securities, except to the extent of its pecuniary interest therein.