Filing Details
- Accession Number:
- 0001140361-14-046451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 12:37:54
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 12:37:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378624 | Cellular Biomedicine Group Inc. | CBMG | Biological Products, (No Disgnostic Substances) (2836) | 861032927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612833 | Ltd Resources Moon Full | 1902-03 Bank Of America Tower 12 Harcourt Rd, Central Hong Kong F4 00000 | No | No | No | Yes | |
| 1612835 | Ltd Garden Venture | 1902-03 Bank Of America Tower 12 Harcourt Rd, Central Hong Kong F4 00000 | No | No | No | Yes | |
| 1612941 | To Pak Leung | 1902-03 Bank Of America Tower, 12 Harcou Hong Kong F4 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-23 | 380,000 | $8.00 | 934,777 | No | 4 | X | Indirect | See |
| Common Stock | Disposition | 2014-12-23 | 142,857 | $14.00 | 791,920 | No | 4 | S | Indirect | See |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | See |
| No | 4 | S | Indirect | See |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Acquire (right to buy) | Acquisiton | 2014-12-23 | 380,000 | $0.00 | 380,000 | $8.00 |
| Common Stock | Option to Acquire (right to buy) | Acquisiton | 2014-12-23 | 620,000 | $0.00 | 620,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-02 | 2017-07-02 | No | 4 | X | Indirect |
| 0 | 2014-07-02 | 2017-07-02 | No | 4 | S | Indirect |
Footnotes
- Represents (x) 554,777 shares held by Full Moon Resources Limited ("Full Moon Resources"), a company wholly owned by the Reporting Person, and for which he is the sole director, and (y) 380,000 shares acquired through the exercise of an option to purchase common stock held by Venture Garden Limited ("Venture Garden"), a company wholly owned by the Reporting Person and for which he is the sole director.
- Reflects a private sale by Venture Garden. Full Moon Resources expressly disclaims beneficial ownership of the shares of Common Stock the Issuer beneficially owned by Venture Garden, and vice versa.
- Through the exercise of the options to purchase common stock granted to Venture Garden by the Company.
- A portion of the option to purchase common stock was transferred by Venture Garden in a private transaction.
Billionaire Hedge Funds
