Filing Details
- Accession Number:
- 0001127602-14-035992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 12:02:52
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 12:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325581 | L Susan Blount | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-23 | 3,129 | $92.00 | 27,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-06 | 900 | $0.00 | 30,503 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,519 | Indirect | By 401(k) |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2014.
- Following the transactions reported on this Form 4, Ms. Blount continues to hold 27,374 shares directly and 1,519 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 65,783 vested stock options, 75,319 unvested stock options, and 21,601 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- Gift to a 501(c)(3) charitable foundation.
- Amount reported has been adjusted to include 85 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2013 and September 30, 2014 based on a plan statement dated September 30, 2014. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).