Filing Details
- Accession Number:
- 0001437749-14-022575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 11:57:42
- Reporting Period:
- 2014-12-24
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 11:57:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437768 | Maria Sainz | C/O Mri Interventions, Inc. One Commerce Square, Ste 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-24 | 23,310 | $0.00 | 32,895 | No | 4 | P | Indirect | Maria Sainz Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Maria Sainz Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2014-12-24 | 9,324 | $0.00 | 9,324 | $0.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,324 | 2014-12-24 | 2019-12-24 | No | 4 | P | Indirect |
Footnotes
- The reported securities are included within 23,310 units purchased by the reporting person for $0.6435 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.4 share of common stock.
- The shares subject to this warrant are immediately exercisable.
- The reported securities are included within 23,310 units purchased by the reporting person for $0.6435 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.4 share of common stock.