Filing Details
- Accession Number:
- 0001209191-14-077926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-24 11:31:48
- Reporting Period:
- 2014-12-22
- Filing Date:
- 2014-12-24
- Accepted Time:
- 2014-12-24 11:31:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558242 | S Sumedh Thakar | C/O Qualys, Inc., 1600 Bridge Parkway Redwood City CA 94065 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-22 | 50 | $4.40 | 50 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-22 | 50 | $40.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-23 | 200 | $4.40 | 200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-23 | 200 | $40.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-22 | 50 | $0.00 | 50 | $4.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-23 | 200 | $0.00 | 200 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,839 | 2021-02-02 | No | 4 | M | Direct | |
| 9,639 | 2021-02-02 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2014.
- The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.
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