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Home > Insider Trading > Filing (0001209191-11-004494)

Filing Details

Accession Number:: 0001209191-11-004494
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-01-21 19:03:59
Reporting Period:: 2011-01-19

Filing Date:: 2011-01-21
Accepted Time:: 2011-01-21 19:03:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1472455	E Mark Galant	C/O Gain Capital Holdings, Inc. Bedminster NJ 07921		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-01-19	25,030	$8.37	1,172,857	No	4	S	Direct
Common Stock	Disposition	2011-01-19	8,447	$8.37	295,535	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See footnote

Footnotes

These shares are held indirectly by the 2007 Galant Family Trust, by and among Mark E. Galant, as donor, and the Goldman Sachs Trust Company of Delaware and Farid Naib, as trustees.