Filing Details
- Accession Number:
- 0000950103-14-009016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 20:57:52
- Reporting Period:
- 2014-12-21
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 20:57:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477063 | Anthony Richard Smith | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Svp, President Cobalt Angola | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-21 | 30,915 | $0.00 | 299,243 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-22 | 6,760 | $8.82 | 292,483 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,400 | Indirect | See footnote |
| Common Stock | 3,400 | Indirect | See footnote |
| Common Stock | 3,400 | Indirect | See footnote |
Footnotes
- 30,915 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited
- 35,000 of the total number of shares held directly by the reporting person are held jointly with his wife.
- These shares were sold pursuant to a Rule 10b5-1 plan.
- This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $8.67 to $8.99, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
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