Filing Details
- Accession Number:
- 0000950103-14-009015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 20:54:58
- Reporting Period:
- 2014-12-21
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 20:54:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477019 | W. James Farnsworth | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Chief Exploration Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-21 | 248,155 | $0.00 | 1,164,362 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-22 | 31,665 | $8.82 | 1,132,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-20 | 249,750 | $0.00 | 250,000 | No | 5 | G | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | See footnote |
Footnotes
- 248,155 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited.
- These shares were sold pursuant to a Rule 10b5-1 plan.
- Represents a gift of limited partnership interests in a limited partnership (the "Limited Partnership") by the reporting person to certain trusts for the benefit of the reporting person's children. The gift represents a 99.9% interest in the Limited Partnership. The reporting person disclaims beneficial ownership of the shares held by the Limited Partnership except to the extent of his pecuniary interest therein.
- These shares of Common Stock are directly held by the reporting person's spouse.
Billionaire Hedge Funds
