Filing Details
- Accession Number:
- 0000950103-14-009014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 20:51:54
- Reporting Period:
- 2014-12-21
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 20:51:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1295907 | H Joseph Bryant | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Chair. Of Board Dir. & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-21 | 547,753 | $0.00 | 3,042,000 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-12-22 | 207,450 | $8.80 | 2,834,550 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,131,152 | Indirect | See footnote |
Footnotes
- 547,753 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited.
- These shares were sold pursuant to a Rule 10b5-1 plan.
- These shares are directly owned by a limited partnership of which the reporting person and his spouse are 100% owners of the sole general partner of the limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.