Filing Details
- Accession Number:
- 0000950103-14-009009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 19:45:23
- Reporting Period:
- 2014-12-21
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 19:45:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477018 | L. Lynne Hackedorn | Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | Vp, Gov't And Public Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-21 | 45,349 | $0.00 | 225,349 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-22 | 11,341 | $8.82 | 214,008 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Footnotes
- 45,349 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited.
- These shares were sold pursuant to a Rule 10b5-1 plan.
- This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $8.82 to $8.83, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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